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Investment Advisory Agreement for Funds, Trusts, and Other Financial Vehicles

Funds, Trusts, and Other Financial Vehicles · NAICS 525 · Investment Advisory Agreement

This Investment Advisory Agreement is tailored for funds, trusts, and other financial vehicles, such as registered investment companies, private funds, pension funds, and endowments. It establishes the terms under which an investment adviser will manage assets, including fiduciary duties, permissible investments, fee structures, and compliance obligations. Unlike generic templates, this agreement addresses the unique regulatory environment of pooled investment vehicles, including ERISA fiduciary standards and SEC rules, ensuring that your advisory relationship is structured properly from the start.

When you need this document

• When a fund or trust is hiring an investment adviser to manage its portfolio
• When an existing advisory relationship needs formalization or renewal
• When a pension plan or other ERISA-covered vehicle requires a compliant fiduciary agreement
• When a private fund is engaging a sub-adviser
• When an endowment or foundation is establishing an investment management arrangement

What the generated draft includes

• Engagement and duties of the adviser
• Discretionary authority and investment guidelines
• Fee schedule and payment terms
• Fiduciary acknowledgment and ERISA provisions (if applicable)
• Compliance with securities laws and regulations
• Termination, assignment, and dispute resolution clauses

Self-help document generator: you get a structured draft based on the facts you provide. It is not legal, tax, or financial advice; verify jurisdiction-specific rules before sending.